Attorney John C. Penn

"I Believe Collaboration and Trust Are Critical Seeds Of Success."

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John C. Penn

John C. Penn represents emerging growth, middle market and public companies and investment firms in connection with their corporate, securities, financing, borrowing, merger & acquisition and other legal matters. He also advises banks and other financial institutions with respect to regulatory matters, including the Volcker Rule.

Mr. Penn is a member of:

  • Long Island Metro Business Action;
  • Long Island Capital Alliance; and
  • Suffolk County Bar Association.

Mr. Penn has authored the following articles:

  • The Evolution of the Best Price Rule, Deallawyers.com/interview (Nov. 2004);
  • The “All Holders-Best Price Rule”: Varying Interpretations Merit Clarification, The M&A Lawyer (Mar. 2003); and
  • Sexual Harassment Proscriptive Policies of the European Community, Ireland and New Zealand, The American University Journal of Gender, Social Policy & the Law 6, No. 1 (Fall 1997).

Mr. Penn was formerly:

  • Special Counsel at the U.S. Securities and Exchange Commission, Division of Corporation Finance, Office of Mergers & Acquisitions.
  • Managing Director and Senior Counsel at RBC Capital Markets, LLC.
  • Associate at Pillsbury Winthrop Shaw Pittman.

Mr. Penn received a:

  • J.D. from the University of Pennsylvania Law School in 1997, where he served as:.
    • Senior Editor of The Comparative Labor Law Journal; and
    • Associate Editor of The University of Pennsylvania Journal of Law & Social Change.
  • B.A., summa cum laude, from the University of Maryland in 1994.

 

Testimonial

“…John has an incredible work ethic and is really super smart!

Send an email to John C. Penn

Kaufman & Associates, LLC

190 Motor Parkway, Suite 202
Hauppauge, NY 11788

(631) 972-0042

FAX (631) 410-1007